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Compliance Officer Jobs 2020


VP, Compliance - Global Program Privacy Officer

Date: 2020-02-14 (Latest)

Job Description: Perform initial and periodic privacy risk assessments and conduct related ongoing compliance monitoring activities in coordination with the firm’s other…

Company: Raymond James Financial
Hiring Organization: Raymond James Financial
Salary: TBD
Location: United States
Street Address: TBD

Locality: United States
Region: disclosed when applied
Postal code: disclosed when applied


Job Details




Hipaa Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: Under direction of the Chief Corporate Compliance Officer ("CCO"), ensure that assigned facilities satisfy and uphold compliance with applicable laws,…

Company: NYC Health + Hospitals
Hiring Organization: NYC Health + Hospitals
Salary: TBD
Location: New York, NY
Street Address: TBD

Locality: New York, NY
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: Implementation BSA Policy/Program as approved by the Board of Directors. Maintenance of Anti Money Laundering policies and procedures for International…

Company: CB INTERNATIONAL BANK
Hiring Organization: CB INTERNATIONAL BANK
Salary: TBD
Location: San Juan, PR
Street Address: TBD

Locality: San Juan, PR
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: Ensure policy and procedure compliance across all departments for SOPs. In addition to the functions listed above, the Quality Assurance & Compliance Manager is…

Company: Lund's Fisheries, Inc
Hiring Organization: Lund's Fisheries, Inc
Salary: TBD
Location: Cape May, NJ 08204
Street Address: TBD

Locality: Cape May, NJ 08204
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: Demonstrated understanding of healthcare compliance program operations and federal regulatory compliance requirements required. Position covers Derby and/or St.

Company: Northeast Kingdom Human Services
Hiring Organization: Northeast Kingdom Human Services
Salary: TBD
Location: Derby, VT
Street Address: TBD

Locality: Derby, VT
Region: disclosed when applied
Postal code: disclosed when applied


Job Details



Civil Rights Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: The Compliance Officer may be tasked with assisting clients with developing strategies for D/MWBE outreach and inclusion;

Company: Armand Resource Group, Inc., (ARG)
Hiring Organization: Armand Resource Group, Inc., (ARG)
Salary: TBD
Location: Los Angeles, CA
Street Address: TBD

Locality: Los Angeles, CA
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Vice President, Deputy Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: Works in conjunction with the Chief Compliance Officer to determine strategic and tactical priorities for the compliance and ethics program.

Company: Amedisys, Inc.
Hiring Organization: Amedisys, Inc.
Salary: TBD
Location: United States
Street Address: TBD

Locality: United States
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


DHR & Whistleblower Investigator & Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: The DHR/WB Investigator and Compliance Officer will strategically identify important DHR themes and share recommendations with AVPHR/CDO.

Company: California State University
Hiring Organization: California State University
Salary: TBD
Location: San Bernardino, CA
Street Address: TBD

Locality: San Bernardino, CA
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Vice President Compliance - Marketing Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: Vice President, Marketing Compliance Officer. Prudential’s Compliance organization is seeking an experienced marketing compliance professional to fill a Vice…

Company: Prudential
Hiring Organization: Prudential
Salary: TBD
Location: Hartford, CT
Street Address: TBD

Locality: Hartford, CT
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


CODE COMPLIANCE OFFICER

Date: 2020-02-14 (Latest)

Job Description: The Department of Sustainable Development's Community Enhancement and Compliance Division is seeking a Code Compliance Officer.

Company: City of Fort Lauderdale, FL
Hiring Organization: City of Fort Lauderdale, FL
Salary: TBD
Location: Fort Lauderdale, FL 33311
Street Address: TBD

Locality: Fort Lauderdale, FL 33311
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


VP, Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: The individual will develop and maintain an effective compliance program by establishing compliance standards, raising awareness of compliance issues,…

Company: Chubb
Hiring Organization: Chubb
Salary: TBD
Location: United States
Street Address: TBD

Locality: United States
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer RIA and B/D Firm

Date: 2020-02-14 (Latest)

Job Description: Financial services firm in Cambridge MN seeks a new Compliance Officer. Experience and knowledge as a compliance officer for both an RIA and B/D business.

Company: EFS Advisors
Hiring Organization: EFS Advisors
Salary: TBD
Location: Cambridge, MN 55008
Street Address: TBD

Locality: Cambridge, MN 55008
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


EO Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: OCR achieves this purpose by conducting compliance reviews of covered entities that must comply with the law; Knowledge, Skills and Abilities / Competencies.

Company: State of North Carolina
Hiring Organization: State of North Carolina
Salary: TBD
Location: Lenoir County, NC
Street Address: TBD

Locality: Lenoir County, NC
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: The Compliance Officer shall report to the Director of Operations and will be responsible for developing, implementing, administering, and maintaining all…

Company: Prospect Financial Group, Inc.
Hiring Organization: Prospect Financial Group, Inc.
Salary: TBD
Location: San Diego, CA 92109
Street Address: TBD

Locality: San Diego, CA 92109
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer, Title IX

Date: 2020-02-14 (Latest)

Job Description: Reporting to the Director, Office of Compliance and Risk Management, the Compliance Officer (Title IX Coordinator) holds primary responsibility for developing…

Company: University of the District of Columbia
Hiring Organization: University of the District of Columbia
Salary: TBD
Location: Washington, DC 20008
Street Address: TBD

Locality: Washington, DC 20008
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Senior Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: The Senior Compliance Officer ("SCO"), under the direction and guidance of the Chief Corporate Compliance Officer ("CCO"), or the Deputy Corporate Compliance…

Company: NYC Health + Hospitals
Hiring Organization: NYC Health + Hospitals
Salary: TBD
Location: New York, NY
Street Address: TBD

Locality: New York, NY
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


VP SOX404 Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: SOX 404 Compliance Business Process Controls (BPC) Program, led by a Director based in Zurich, has the mandate to handle compliance with SOX 404 rules for…

Company: Credit Suisse
Hiring Organization: Credit Suisse
Salary: TBD
Location: Raleigh, NC
Street Address: TBD

Locality: Raleigh, NC
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Contract Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: The Contract Compliance Officer provides guidance and support to First 5 LA departments and external stakeholders on the management and administration of…

Company: First 5 LA
Hiring Organization: First 5 LA
Salary: TBD
Location: Los Angeles, CA 90012
Street Address: TBD

Locality: Los Angeles, CA 90012
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer, Title VII

Date: 2020-02-14 (Latest)

Job Description: The Compliance Officer (Title VII/ADA/Diversity) will be the primary contact point for all university compliance activities, training, investigations, and…

Company: University of the District of Columbia
Hiring Organization: University of the District of Columbia
Salary: TBD
Location: Washington, DC 20008
Street Address: TBD

Locality: Washington, DC 20008
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Code Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: A Certified Enforcement Code Officer (CCEO) is desirable.. Conduct follow-up investigations documenting existing conditions and analyzing compliance of County…

Company: County of Colusa
Hiring Organization: County of Colusa
Salary: TBD
Location: Colusa, CA 95932
Street Address: TBD

Locality: Colusa, CA 95932
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: The Compliance Officer will be responsible for working across all three lines of business to manage compliance, quality and operational improvement…

Company: Crisp Results
Hiring Organization: Crisp Results
Salary: TBD
Location: Fort Lauderdale, FL
Street Address: TBD

Locality: Fort Lauderdale, FL
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


COMPLIANCE OFFICER

Date: 2020-02-14 (Latest)

Job Description: The Compliance Officer (CO) works with administration, management and staff to identify and manage multiple risk contexts (e.g., regulatory, legal, statutory,…

Company: OFFICE OF HAWAIIAN AFFAIRS (OHA)
Hiring Organization: OFFICE OF HAWAIIAN AFFAIRS (OHA)
Salary: TBD
Location: Honolulu, HI 96817
Street Address: TBD

Locality: Honolulu, HI 96817
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer Broker Dealer and RIA

Date: 2020-02-14 (Latest)

Job Description: EFS Advisors seeks a new Compliance Officer to work from our Minnetonka office. Experience and knowledge as a compliance officer for both an RIA and B/D…

Company: EFS Advisors
Hiring Organization: EFS Advisors
Salary: TBD
Location: Minnetonka, MN 55343
Street Address: TBD

Locality: Minnetonka, MN 55343
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Chief Compliance Officer

Date: 2020-02-14 (Latest)

Job Description: This position functions as the Chief Compliance Officer for Genesis Diagnostics. We are currently seeking a full-time Chief Compliance Officer to join our team.

Company: Genesis Diagnostics
Hiring Organization: Genesis Diagnostics
Salary: TBD
Location: Langhorne, PA 19047
Street Address: TBD

Locality: Langhorne, PA 19047
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer - Advisory (KMS Financial Services)

Date: 2020-02-14 (Latest)

Job Description: Assist the VP, Advisory Compliance in the development of processes and procedures to strengthen Firm compliance with regulatory requirements.

Company: KMS Financial Services, Inc.
Hiring Organization: KMS Financial Services, Inc.
Salary: TBD
Location: Seattle, WA 98121
Street Address: TBD

Locality: Seattle, WA 98121
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


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Data as of 2020-02-14 (Latest) with id 35742.

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